Compliance, Compliance Transformation Office, Associate
Company: Goldman Sachs
Location: New York
Posted on: April 28, 2024
Job Description:
Global Compliance Our division prevents, detects and mitigates
compliance, regulatory and reputational risk across the firm and
helps to strengthen the firm's culture of compliance. Compliance
accomplishes these through the firm's enterprise-wide compliance
risk management program. As an independent control function and
part of the firm's second line of defense, Compliance assesses the
firm's compliance, regulatory and reputational risk; monitors for
compliance with new or amended laws, rules and regulations; designs
and implements controls, policies, procedures and training;
conducts independent testing; investigates, surveils and monitors
for compliance risks and breaches; and leads the firm's responses
to regulatory examinations, audits and inquiries. You'll be part of
a team with members from a wide range of academic and professional
backgrounds, such as law, accounting, sales, and trading. We look
for those who possess sound judgment, curiosity, and are able to
adapt to a changing regulatory landscape. Compliance Transformation
Office A new team created to transform and optimize the overall
Compliance function to drive increased effectiveness and efficiency
of the Compliance Program. We partner with the senior Global
Compliance leadership to articulate clear, measurable goals and
align the transformation activities with the divisional strategic
objectives and regulatory drivers. We engage with the broader
Compliance organization to accelerate the delivery pace, advance
the forward-looking vision, and create sustainable, future-proof
solutions. Responsibilities:
- Support the Head of Transformation in assessing existing
processes and capabilities to identify gaps and opportunities for
optimization
- Review existing organizational structure and facilitate
deployment of transformation levers such as Target Operating Model
(TOM), control framework, process engineering, automation and
location strategy
- Collaborate with a broad group of stakeholders to define a
holistic and integrated roadmap for initiatives relating to
technology, reporting, and process enhancements. Support execution
with a sense of urgency
- Support an effective governance framework for scope review,
roadblock resolution, risk management, and communicating project
health
- Assist with coordination during initiation, scoping,
requirements definition, development, testing, and go-live stages
to ensure that the divisional objectives are met within agreed
timeframes. Timely escalate items at risk and clearly articulate
the impact
- Establish and maintain regular communication channels to ensure
alignment across various stakeholder groups and functions
- Continuously communicate divisional objectives to maintain
stakeholders' and teams' focus on successful outcomes
- Structure ambiguous problems and take action to solve them
without complete information
- Prepare materials for working groups and committees, project
dashboards, operating model diagrams, requirement specifications,
test plans, etc. Qualifications:
- Bachelor's degree in Business, Finance, Computer
Engineering/Science, or a related field
- 4+ years of professional experience in a Project Management or
Program Management function, preferably within the financial
services industry
- Exposure to driving execution for process improvement and
re-engineering
- Persistent, resourceful and tenacious self-starter
- Ability to communicate with impact and tailor messaging to
diverse stakeholder groups including engineering & product teams,
end users, management, and executive-level leadership
- Ability to cultivate long-term relationships and consensus
across stakeholders
- Exceptional time management and prioritization skills, with a
proven track record of coordinating concurrent activities with
multiple interdependencies across several teams
- Leadership, problem solving, and critical thinking skills when
under pressure
- Understanding of control and risk functions
- Intellectually curious mindset and motivation to identify
creative, innovative solutions
- PowerPoint and Excel skills
- Exposure to automation and advanced technology, such as machine
learning (ML) and artificialintelligence (AI) is preferred
- Experience with agile project delivery methods is
preferred
- Experience using JIRA is preferred
- Data analysis and visualization experience is preferred About
Goldman Sachs At Goldman Sachs, we commit our people, capital and
ideas to help our clients, shareholders and the communities we
serve to grow. Founded in 1869, we are a leading global investment
banking, securities and investment management firm. Headquartered
in New York, we maintain offices around the world. We believe who
you are makes you better at what you do. We're committed to
fostering and advancing diversity and inclusion in our own
workplace and beyond by ensuring every individual within our firm
has a number of opportunities to grow professionally and
personally, from our training and development opportunities and
firmwide networks to benefits, wellness and personal finance
offerings and mindfulness programs. Learn more about our culture,
benefits, and people at GS.com/careers. We're committed to finding
reasonable accommodations for candidates with special needs or
disabilities during our recruiting process. Learn more:
https://www.goldmansachs.com/careers/footer/disability-statement.html
- The Goldman Sachs Group, Inc., 2023. All rights reserved. Goldman
Sachs is an equal employment/affirmative action employer
Female/Minority/Disability/Veteran/Sexual Orientation/Gender
Identity Salary Range The expected base salary for this New York,
New York, United States-based position is $85000-$140000. In
addition, you may be eligible for a discretionary bonus if you are
an active employee as of fiscal year-end. Benefits Goldman Sachs is
committed to providing our people with valuable and competitive
benefits and wellness offerings, as it is a core part of providing
a strong overall employee experience. A summary of these offerings,
which are generally available to active, non-temporary, full-time
and part-time US employees who work at least 20 hours per week, can
be found here .
Keywords: Goldman Sachs, Hoboken , Compliance, Compliance Transformation Office, Associate, Administration, Clerical , New York, New Jersey
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